Associate Director, FinOps Compliance

Act as the main point of contact and subject matter expert for primary coverage areas including trade and transaction reporting, clearing agency requirements, Finance-related activity, and BCP and Cyber regulations.,Maintain relationships with appropriate regulatory agencies and participate in industry working groups and committees.,Manage RCM program elements such as regulatory change, issues management, policy ownership, monitoring, and regulatory exams.,Develop and maintain the Governance framework for FinOps Compliance, including producing management information decks and overseeing the FinOps Target Operating Model and DS Inc. Corporate Governance document.,Act as backup for the Global Securities Aggregation compliance program.,Manage all aspects of the FORC (Finance, Operations and Risk Committee) meeting.

Seven or more years of experience in the Securities or Finance industry.,Strong knowledge of the Canadian Securities regulatory environment, specifically Finance and Operations, Capital Markets, and/or Wealth Management.,Experience developing and implementing compliance programs at a national level.,Well-developed written and verbal communication skills, able to communicate complex ideas clearly and concisely.,Moderate to Expert level PowerPoint and Excel skills.,Strong initiative and ability to organize and prioritize regulatory expectations while delivering value to the business.