The VP, Trade Surveillance Lead Developer will be responsible for leading the design, delivery, and ongoing evolution of the Trade Surveillance technology platform. This role involves comprehensive monitoring of front-office trading activities across various asset classes, with a strong emphasis on maintaining high standards of data quality, completeness, and traceability. The successful candidate will align technology solutions with business objectives, regulatory obligations, and emerging industry trends to foster innovation, scalability, and regulatory adherence within the surveillance technology stack. Key responsibilities include leading technology strategy, ensuring accurate capture of trade lifecycle events, enforcing data quality frameworks, partnering with business and data teams, translating business logic into technical designs, implementing robust data controls, driving automation, collaborating with various stakeholders, and managing a team of developers and analysts.
Lead the technology strategy, solution design, and roadmap for trade surveillance platforms supporting regulatory and internal control obligations.,Ensure surveillance systems accurately capture and model trade lifecycle events from order initiation through execution and settlement across multiple asset classes.,Oversee and enforce frameworks for data quality, completeness, accuracy and traceability ensuring surveillance platforms are sourced from authoritative data with consistent controls and reconciliations.,Partner with front office and central data office teams to ensure adherence to surveillance data requirements and availability of all critical data elements.,Work closely with surveillance product owners and compliance stakeholders to translate business detection logic and risk scenarios into effective technical designs and workflows.,Implement robust controls for data lineage, access, and retention to support auditability and regulatory examination readiness.,Drive continuous improvement in automation, alert scoring, and case management efficiency through use of heuristic and AI-driven analytics using configuration driven approaches.,Collaborate with Compliance, Front Office, Risk and Data teams to ensure technology solutions align with evolving business and regulatory requirements.,Ensure delivery meets enterprise standards for scalability, security, and performance.,Manage vendor relationships where third-party data or technology solutions are leveraged.,Manage a team of developers and business system analysts, fostering a culture of accountability, transparency, and technical excellence.
Bachelor's degree in computer science, information systems, data management, or related field.,10+ years of experience in technology roles within financial services or a similarly regulated industry, preferably in trade surveillance, compliance technology and/or front-office systems.,Deep understanding of Trade Order Lifecycle events and reference data across asset classes and product types.,Hands-on familiarity with FIX protocol, market data feeds, and reference data models.,Expertise in data engineering and integration technologies (e.g., SQL, Java, APIs).,Familiarity with big data and cloud architectures (e.g., Azure, Databricks).,Understanding of data governance, lineage and metadata management tools.,Strong stakeholder management and communication abilities across business and technology functions.,Demonstrated ability to lead cross-functional teams and deliver complex programs under regulatory scrutiny.,Expert knowledge of the technical environment/tools in own area.,Detail oriented and possess problem-solving skills.,Able to work independently with minimal supervision and establish priorities.,Proficient in interpersonal communication (both oral and written).
Bachelor's Degree
40 hours/week
Requires occasional domestic travel
The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group, one of the largest banks in North America. TD provides a wide range of personal, commercial, and investment banking products and services to over 27 million customers globally. Headquartered in Toronto, Canada, the bank operates through key segments including Canadian Retail, U.S. Retail, and Wholesale Banking.
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