Sr. Compliance Officer - Compliance Oversight Program (Associate) - TD Securities (US)

Develop, implement, and coordinate the Compliance Oversight program.,Evaluate program design elements and analyze Risk Owner testing and monitoring routines.,Enhance and implement key program elements.,Collaborate with colleagues globally to evaluate and coordinate with Risk Owners for compliance coverage.,Provide advice, guidance, and support to business units on regulatory/compliance requirements.,Assist in implementing compliance initiatives to manage regulatory risk.,Work independently as a senior officer and may coach/educate others.,Act as a subject matter expert, working closely with business partners, auditors, and regulators.,Monitor and communicate program effectiveness to stakeholders and senior management.,Communicate deficiencies and exercise credible challenge.,Maintain and update procedures, templates, and tools.,Assist Compliance testing with test execution.,Support issue management and foster a culture of compliance.,Participate in and contribute to working groups and collaborative efforts.

Have a diverse range of financial products knowledge.,Working knowledge of market rules and regulations.,Thorough knowledge of the securities industry and operations of the capital markets.,Ability to think critically and make decisions.,Excellent communication skills, both written and oral.,Ability to deal with staff and management at all levels in TD Securities and TDBG.,Ability to work under pressure and meet deadlines.,Strong personal integrity in dealing with confidential and sensitive information.

Requires collaboration with global teams.