This role involves assessing the effectiveness of corporate governance, risk management, and internal controls within RBC's Capital Markets platform. The Senior Manager will take a strategic approach to audits, incorporating emerging risks and new techniques, operating within a global resource model. The individual will develop advanced audit and data analytics skills, gain exposure to RBC Capital Markets products and business lines, and collaborate with management to achieve business objectives while maintaining objectivity and independence.
Contribute to and manage integrated audit teams in planning, executing, and reporting audits and reviews within RBC Capital Markets (Global Markets, Corporate and Investments Banking, and Capital Markets Operations).,Develop, draft, and review recommendations related to audit programs and sampling techniques.,Assess the effectiveness of governance processes, risk management practices, and internal controls to complete audit programs.,Uncover patterns, insights, trends, and anomalies using data analytics, AI tools, and other tools.,Assist with regulatory requests in all regions and provide support on key projects and audits.,Respond to stakeholder needs quickly and efficiently, building constructive relationships with Internal Audit peers and business partners.,Participate in annual audit planning activities (e.g., risk assessment).,Contribute to the development of peers through direction, coaching, and imparting specialized skills.,Participate in ad hoc projects.,CA or CPA in good standing or similar equivalent undergraduate degree with a financial services background.,Minimum 4+ years of Financial Institution (preferably Banking) experience / previous audit experience.,Proficient in project management and auditing principles and techniques.,Self-driven team player with aptitude and desire to work in a dynamically changing environment.,Able to manage multiple tasks under tight/competing deadlines and champion change.,Strong written and verbal communication skills, including effective interaction with team members and senior stakeholders.,Foundational capabilities in Microsoft Excel, Word, and PowerPoint, and ability to learn new systems rapidly.
CA or CPA in good standing or similar equivalent undergraduate degree with a financial services background.,Minimum 4+ years of Financial Institution (preferably Banking) experience / previous audit experience.,Proficient in project management and auditing principles and techniques.,Capital Markets business or functional experience (Nice-to-have).,Finance degree and/or CFA/FRM certification (Nice-to-have).,Understanding of the principles of Credit Risk, Market Risk, and Operational Risk (Nice-to-have).,Highly proficient in the use of Microsoft Excel, Word, and PowerPoint (Nice-to-have).,Data analytics capability (Nice-to-have).
Undergraduate Degree (CA or CPA or Finance preferred)
37.5 hours/week
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. As Canada's largest bank, it provides personal and commercial banking, wealth management, and capital markets services to over 17 million clients worldwide.
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