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Full-Time
On-Site

Senior Manager, Capital Markets, Internal Audit

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Description

This role involves assessing the effectiveness of corporate governance, risk management, and internal controls within RBC's Capital Markets platform. The Senior Manager will take a strategic approach to audits, incorporating emerging risks and new techniques, operating within a global resource model. The individual will develop advanced audit and data analytics skills, gain exposure to RBC Capital Markets products and business lines, and collaborate with management to achieve business objectives while maintaining objectivity and independence.

What We're Looking For

Contribute to and manage integrated audit teams in planning, executing, and reporting audits and reviews within RBC Capital Markets (Global Markets, Corporate and Investments Banking, and Capital Markets Operations).,Develop, draft, and review recommendations related to audit programs and sampling techniques.,Assess the effectiveness of governance processes, risk management practices, and internal controls to complete audit programs.,Uncover patterns, insights, trends, and anomalies using data analytics, AI tools, and other tools.,Assist with regulatory requests in all regions and provide support on key projects and audits.,Respond to stakeholder needs quickly and efficiently, building constructive relationships with Internal Audit peers and business partners.,Participate in annual audit planning activities (e.g., risk assessment).,Contribute to the development of peers through direction, coaching, and imparting specialized skills.,Participate in ad hoc projects.,CA or CPA in good standing or similar equivalent undergraduate degree with a financial services background.,Minimum 4+ years of Financial Institution (preferably Banking) experience / previous audit experience.,Proficient in project management and auditing principles and techniques.,Self-driven team player with aptitude and desire to work in a dynamically changing environment.,Able to manage multiple tasks under tight/competing deadlines and champion change.,Strong written and verbal communication skills, including effective interaction with team members and senior stakeholders.,Foundational capabilities in Microsoft Excel, Word, and PowerPoint, and ability to learn new systems rapidly.

Ideal Candidate

CA or CPA in good standing or similar equivalent undergraduate degree with a financial services background.,Minimum 4+ years of Financial Institution (preferably Banking) experience / previous audit experience.,Proficient in project management and auditing principles and techniques.,Capital Markets business or functional experience (Nice-to-have).,Finance degree and/or CFA/FRM certification (Nice-to-have).,Understanding of the principles of Credit Risk, Market Risk, and Operational Risk (Nice-to-have).,Highly proficient in the use of Microsoft Excel, Word, and PowerPoint (Nice-to-have).,Data analytics capability (Nice-to-have).

Minimum Education

Undergraduate Degree (CA or CPA or Finance preferred)

Hard Skills

Audit Internal Controls
Capital Markets
Project Auditing
Data Analytics
AI Tools
Microsoft Excel
Microsoft Word
Microsoft PowerPoint
Financial Institution Experience
Banking
Project Management
Auditing Principles
Auditing Techniques
Credit Risk
Market Risk
Operational Risk
Waterfall Model

Soft Skills

Adaptability
Commercial Acumen
Communication
Critical Thinking
Detail-Oriented
Interpersonal Relationship Management
Multi-Level Communication
Organizational Savvy and Politics
Prioritization
Professional Judgement
Resilience Under Pressure
Results-Oriented
Self-driven
Team player
Managing Multiple Tasks
Champion Change

Work Hours

37.5 hours/week

Benefits

Comprehensive Total Rewards Program
Bonuses
Flexible benefits
Competitive compensation
Leaders who support development through coaching and managing opportunities
Dynamic, collaborative, progressive, and high-performing team
Opportunities to do challenging work

About the Company

R

Royal Bank of Canada

Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. As Canada's largest bank, it provides personal and commercial banking, wealth management, and capital markets services to over 17 million clients worldwide.

Purpose-driven
Inclusive
Innovative
Collaborative
Professional
View all jobs at Royal Bank of Canada

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