Senior Compliance Testing Analyst (US)
Description
This role involves executing independent testing and validations within the second line of defense to assess regulatory compliance across various business and operational units of TD Bank. The analyst will primarily focus on performing issue validations and assisting with testing when needed. The ideal candidate will be strategic, tactical, collaborative, creative, and possess an entrepreneurial mindset to help build and implement a resilient compliance risk management function in a fast-paced environment.
What We're Looking For
Execute independent testing and validations according to methodology.,Perform issue validations.,Assist in testing as needed.,Exercise sound independent professional judgment and discretion.,Research, review, and maintain expertise on banking regulations, laws, policies, and consumer protection laws.,Act as a subject matter expert for applicable regulations and provide guidance.,Learn regulatory requirements for assigned business units.,Develop test steps and perform complex analysis/testing of business line controls/processes.,Summarize and analyze testing results to identify areas for improvement.,Assist in writing findings and presenting them to management.,Oversee and/or independently perform assigned work from end to end.,Execute more complex and/or non-standard assignments.,Execute testing engagement work within target timelines.,Conduct skilled analytical research and analysis.,Work collaboratively with key Compliance and business line partners.,Identify potential errors.,Execute validation of findings.,Prioritize and manage workload.,Adhere to internal policies, standards, procedures, and regulatory requirements.,Understand business unit operations to identify Compliance risks.,Document research clearly and concisely.,Keep abreast of emerging trends/developments and regulatory changes.,Provide analysis on issues and communicate results.,Maintain a culture of risk management and control.,Participate fully as a team member, support a positive work environment, and promote communication.,Provide thought leadership and participate in knowledge transfer.,Keep current on emerging trends/developments.,Participate in personal performance management and development.,Keep others informed.,Contribute to team development through mentorship.,Lead, motivate, and develop relationships with internal and external partners.,Contribute to a fair, positive, and equitable environment.,Act as a brand ambassador.
Ideal Candidate
Undergraduate degree or equivalent work experience.,5+ years of experience.,Prior testing, audit, or business operations experience in regulatory compliance.,Prior experience with execution of testing, validation or audit activities.
Minimum Education
Undergraduate degree or equivalent work experience
Hard Skills
Soft Skills
Work Hours
40 hours/week
Benefits
Special Commitments
Occasional domestic travel
About the Company
The Toronto-Dominion Bank
The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group, one of the largest banks in North America. TD provides a wide range of personal, commercial, and investment banking products and services to over 27 million customers globally. Headquartered in Toronto, Canada, the bank operates through key segments including Canadian Retail, U.S. Retail, and Wholesale Banking.
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