Senior CIB Financial Crime Risk Compliance Officer

Demonstrate governance, control, and risk management behaviors aligned with TD policies and practices.,Support oversight activities for the US CIB business, including new business and product initiatives, customers, and transactions.,Provide quality evaluations and enhancements of exception reports.,Advise Investigations' reviews of potentially suspicious activity.,Participate in the annual enterprise-wide AML/BSA/Sanctions/ABAC risk assessment process.,Conduct targeted AML/OFAC training.,Conduct periodic testing of AML functions.,Participate in special projects and assist with adherence to enterprise-wide initiatives.,Assist with regulatory and audit requests.,Provide backup to general AML compliance functions (surveillance reviews, section 312 reviews, TD affiliates due diligence reviews).,Complete all tasks within required timeframes.

Bachelor’s degree required (or exceptional candidates demonstrating an equivalent combination of relevant education and experience).,5 to 7 years of knowledge and experience in FCRM compliance, preferably within the investment banking division of a large financial institution.,Strong verbal and written communicator with a detailed-oriented nature.,Strong subject matter knowledge of compliance risks and controls for a financial institution; focus on Anti-Money Laundering compliance.,Ability to identify and evaluate potential risks to the Firm and escalate accordingly.,Project management and strategic thinking skills.,Working knowledge of one or more sanctions screening and AML surveillance applications is desirable.,Proficiency with Microsoft Word, Excel and PowerPoint.

Bachelor's Degree

Occasional domestic travel.