Senior Audit Manager (US) - Financial Crimes - AML

Accountable for a significant audit area with enterprise-wide or broad functional/business impact.,May lead and/or provide senior supervisory oversight to very complex audits and ensure completion.,Undertakes and completes a variety of complex audit initiatives requiring seasoned specialist knowledge and/or the integration of cross functional processes.,Advanced knowledge of external competition, industry and/or market trends.,Manage and prioritize concurrent multiple projects.,Support operational team direction and collaborate with others to execute on common goals.,Focus on long term planning for functional area.,Ability to process and handle confidential information with discretion.,Contributes to the strategic direction of the audit function and play a key role in the development and implementation of programs.,Plans, leads/manages and/or oversees audit activities requiring alignment across multiple areas, and ensures audits are executed and completed in accordance with established standards and within prescribed parameters.,Oversees/leads audits and/or executes the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy.,Oversees/leads the ongoing audit communications and/or the reporting process with the stakeholders, senior management and external auditors for specific and/or overall Audit area.,Provides direction and/or input to complex, wide ranging audit initiatives as a subject matter expert and where necessary participate in identifying, designing and testing solutions and supporting the implementation.,Leads/manages the integrated implementation of policies/processes/procedures/changes across multiple functional areas.,Acts as the audit lead or audit advisor to management and respective teams for area of specialization.,Reports on emerging trends, identifying issues and opportunities and recommending action to senior management.,Facilitates key discussions and provide thought leadership to executive audience.,Adheres to internal policies/procedures, enterprise frameworks and methodologies and applicable regulatory guidelines.,Actively manages relationships with business lines/corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements.,Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts to the Bank.,Assesses/identifies key issues and escalates to appropriate levels and relevant stakeholders where required.,Maintains a culture of risk management and control, supported by effective processes and sound infrastructure in alignment with risk appetite.,Participates in cross-functional/enterprise initiatives as a subject matter expert helping to identify risk/provide guidance for complex situations.,Provides thought leadership and/or industry knowledge for own area of expertise.,Encourages a positive work environment that promotes service to the business, quality, innovation and teamwork.,Identifies and recommends opportunities to enhance productivity, effectiveness and operational efficiency.,Works effectively as a team, supporting other members of the team.,Participates in knowledge transfer within the team and business units.,Contributes to the overall performance management process.

Undergraduate degree required.,10+ years of relevant experience.,Experienced AML Audit leader.,Experience managing a team with two or more direct reports.,Audit experience reviewing regulatory supervisory letters and management responses and action plans to draft audit test plans.,Experience working on team to execute audits and manage stakeholders.,Experience documenting workpapers and reviewing.,Experience working to meet tight deadlines for on time delivery.,Experience following test steps to provide independent assurance regarding 1LOD and 2LOD controls.,Experience applying auditing methods and logic during walk-through meetings to determine RFIs from management.,Experience with audit methodology and following sampling guidance and requirements.,Experience in Data analytics.,ACAMS preferred, but not required.

Undergraduate degree

Occasional Domestic Travel