Skip to main content
Full-Time
Remote

Senior Audit Group Manager (US) - Consumer Compliance

View on Map

Description

The Senior Audit Group Manager leads and develops a team of audit professionals, overseeing the planning and execution of complex audits and projects. The role involves acting as a subject matter expert, providing leadership, coaching, and development to the team. This position requires strategic advisory to leadership on portfolio and financial management, identifying emerging trends, and operational efficiencies within the audit function. The manager will facilitate strategic audit discussions and provide thought leadership to executives, focusing on long-term planning and collaboration. The role also involves managing confidential information with discretion.

What We're Looking For

Lead and develop a team of audit professionals,Oversee, plan, and execute audits and/or projects of varying complexity,Act as a subject matter expert in own area of expertise,Provide guidance, leadership, coaching, and development to the team,Provide people management leadership (hiring, goal setting, staff development, performance management, compensation decisions, promoting teamwork),Oversee and lead a large, significant, and/or highly complex, and diverse audit team,Act as a strategic advisor to the leadership team on portfolio and financial management,Facilitate key strategic audit discussions and provide thought leadership to executives,Set operational team direction and collaborate on common goals,Focus on long-term planning for the functional area,Process and handle confidential information with discretion,Develop, communicate, and implement a holistic strategy for audit area of expertise,Oversee/lead/manage and plan audit engagement work activities to ensure adequate risk coverage,Review Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid, and Audit Report,Complete L2 reviews/sign off on all audit activities,Act as lead audit advisor to management and respective teams,Report on emerging trends, identify issues and opportunities, and recommend actions,Lead relationships with key enterprise partners and interface with leadership team,Ensure an integrated view of related activities across the function,Forecast initiatives and demand, coordinate prioritization,Provide functional/business level communications,Lead the team in development and/or integrated implementation of policies/processes/procedures/changes,Ensure team adheres to internal policies/procedures, enterprise frameworks, methodologies, and regulatory guidelines,Contribute to the review of internal processes and identify opportunities for operational efficiencies,Lead relationships with business lines/corporate and/or control functions,Support team in staying knowledgeable on emerging issues, trends, and evolving regulatory requirements,Assess/identify key issues and escalate to appropriate levels,Maintain a culture of risk management and control,Identify, mitigate, and report on risk issues,Lead or contribute to cross-functional/enterprise initiatives as an organizational or subject matter expert,Oversee or lead the facilitation and/or implementation of internal audit action/remediation plans,Manage the overall team, providing leadership and guidance,Set targets and objectives for the team,Grow team expertise to align with enterprise demand,Foster an environment that encourages productivity, innovation, process improvement, teamwork, and professionalism,Coordinate necessary resources to ensure completion of Audit assignment by deadlines,Provide coaching, development, succession, recruitment, resource management, and team leadership,Prioritize and manage own workload,Support a positive work environment,Identify and recommend opportunities to enhance productivity, effectiveness, and operational efficiency,Establish effective relationships across multiple business areas,Participate in knowledge transfer,Support and manage teams through change

Ideal Candidate

Undergraduate degree required,10+ years of relevant experience,Consumer compliance experience,Regulatory knowledge,Audit experience,OCC/FINRA/SEC/CFPB/FED/FDIC examiners welcome,CRCM or CIA certified preferred

Minimum Education

Bachelor's Degree

Hard Skills

Consumer compliance
Regulatory knowledge
Audit
People management
Financial management
Portfolio management
Risk management
Policy development
Process improvement
Strategic planning

Soft Skills

Leadership
Team development
Performance management
Teamwork
Strategic thinking
Thought leadership
Collaboration
Discretion
Advisory skills
Communication
Relationship building
Mentoring
Coaching
Innovation
Professionalism
Problem-solving
Adaptability

Work Hours

40 hours/week

Benefits

Health and well-being benefits
Savings and retirement programs
Paid time off (Vacation PTO, Flex PTO, Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition

Special Commitments

Must be willing to travel (Occasional domestic travel)

About the Company

T

The Toronto-Dominion Bank

The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group, one of the largest banks in North America. TD provides a wide range of personal, commercial, and investment banking products and services to over 27 million customers globally. Headquartered in Toronto, Canada, the bank operates through key segments including Canadian Retail, U.S. Retail, and Wholesale Banking.

Inclusive
Community-focused
Professional
Growth-oriented
Caring
View all jobs at The Toronto-Dominion Bank

    We respect your privacy

    BerryMap uses cookies to provide essential features, analyze usage, and improve your experience. You can customize your preferences below.