Senior Audit Group Manager (US) - Compliance
Description
The Senior Audit Manager at TD Bank is a key leadership role within the U.S. Compliance Internal Audit function. This position requires managing a team of audit professionals and providing deep expertise in US Consumer Compliance Regulations, including UDAAP, ECOA, TILA, HMDA, RESPA, and EFTA. The role encompasses overseeing multiple complex audit engagements, directly managing a team of 4-5 auditors, and strategically advising on the audit function and operational efficiencies. The manager is responsible for setting team direction, fostering teamwork, and ensuring adherence to regulatory guidelines and internal policies.
What We're Looking For
Provide people management leadership, including hiring, goal setting, development, performance management, and disciplinary actions for a team of audit professionals.,Oversee and lead large, significant, and complex audit teams for areas of high risk.,Act as a strategic advisor to the leadership team on portfolio and financial management, identifying trends and operational efficiencies.,Facilitate key strategic audit discussions and offer thought leadership to executives.,Set operational team direction and collaborate with others to achieve common goals.,Develop, communicate, and implement holistic audit strategies for the area of expertise.,Oversee, lead, manage, and plan audit engagement work activities to ensure adequate risk coverage.,Review and sign off on all audit activities, including Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid, and Audit Reports.,Serve as the lead audit advisor to management, reporting on emerging trends and recommending actions.,Lead relationships with key enterprise partners and interface with leadership to manage audit areas and clarify accountabilities.,Ensure team adherence to internal policies, procedures, enterprise frameworks, and regulatory guidelines.,Lead or contribute to cross-functional initiatives as an organizational or subject matter expert.,Manage the overall team, providing leadership and guidance, setting targets, and fostering a positive work environment.,Prioritize and manage workload to deliver quality results and meet timelines.
Ideal Candidate
Undergraduate degree required.,10+ years of relevant experience.,Banking industry audit experience with a focus on Regulatory Compliance strongly preferred.,Relevant professional certifications, accounting designations, or other relevant industry certifications strongly preferred (e.g., CRCM, CIA, CPA).,Advanced knowledge of audit standards, laws, rules, and regulations.,Knowledge in subject matter areas, specifically consumer financial regulations.,Ability to contribute to strategic direction of the audit function and provide advice to senior leadership.,Thrives in fast-paced and challenging environments.
Minimum Education
Bachelor's Degree
Hard Skills
Soft Skills
Work Hours
40 hours/week
Benefits
Special Commitments
Occasional domestic travel
About the Company
The Toronto-Dominion Bank
The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group, one of the largest banks in North America. TD provides a wide range of personal, commercial, and investment banking products and services to over 27 million customers globally. Headquartered in Toronto, Canada, the bank operates through key segments including Canadian Retail, U.S. Retail, and Wholesale Banking.
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