Full-Time

Hybrid

Senior Analyst, Communications Surveillance U.S

RRoyal Bank of Canada IOI City Tower One, Persiaran IRC 2, IOI Resort City, Putrajaya, Putrajaya0

Description

This role involves providing surveillance to various RBC units, including Capital Markets, Global Asset Management, Wealth Management, Transaction Banking, and Treasury Services. The analyst will support the timely and consistent delivery of the Compliance and Surveillance Program, specifically focusing on communications, to meet mandated goals and objectives.

What We're Looking For

Follow and revise procedures for conducting monitoring and surveillance activities relevant to business unit.

Perform first level and second level reviews of flagged communications to identify potential compliance breaches.

Conduct monitoring and surveillance activities relevant to business unit.

Identify potential areas of compliance vulnerability and risk; develop corrective action plans for resolution of problematic issues and provide general guidance.

Maintain meticulous records of all investigations, ensuring every alert has a clear, audit-ready rationale.

Respond to alleged violations of rules, regulations, policies, and procedures by evaluating or recommending the initiation of investigative procedures.

Ideal Candidate

Bachelor's degree in Finance, Law, Business or any discipline.

2-5 years of experience in Compliance, Internal Audit or Risk Management, specifically finance services industry.

Strong proficiency in English, with the ability to understand region nuances and hidden meanings in business communication.

Ability to handle highly confidential and sensitive information with absolute discretion.

Advanced proficiency in Excel to manage large datasets of communications logs.

Nice-to-have: Experience of Capital Markets or Wealth Management Compliance, a trading background or a finance degree or similar.

Nice-to-have: Good knowledge in Microsoft Excel, SQL or data visualization tools to help automate reporting.

Minimum Education

Bachelor's Degree

Hard Skills

Audits

Compliance

Data Gathering Analysis

Financial Regulation

Industry Knowledge

Product Services

Risk Management

Microsoft Excel

SQL

Data Visualization Tools

Soft Skills

Critical Thinking

Decision Making

Interpersonal Relationship Management

Strategic Thinking

Communication

Discretion

Work Hours

40 hours/week

Benefits

Comprehensive Total Rewards Program (bonuses, flexible benefits, competitive compensation)

Leaders who support development through coaching and managing opportunities

Opportunities to work with the best in the field

Ability to make a difference and a lasting impact

A chance to work in a dynamic, collaborative, progressive, and high-performing team

World-class training program in financial services

Flexible working options fully supported.

Special Commitments

Requires handling highly confidential and sensitive information with absolute discretion.

About the Company

Royal Bank of Canada

Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. As Canada's largest bank, it provides personal and commercial banking, wealth management, and capital markets services to over 17 million clients worldwide.

Purpose-driven

Inclusive

Innovative

Collaborative

Professional

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