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Full-Time
On-Site

Regulatory Issues Manager

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Description

The Regulatory Issues Manager ensures compliance with internal and external requirements, manages budgets and expenditures, and reports and escalates issues based on risk profiles. This role involves leading relationships with business lines and control functions to align with enterprise and regulatory requirements, as well as providing guidance and expertise in areas such as KYC/AML, insider threat, and fraud and claims within the Financial Crimes Management organization. Key responsibilities include supporting end-to-end regulatory issue management, developing remediation plans, and reviewing various project-related documents.

What We're Looking For

Ensure department operates in compliance with applicable internal and external requirements.,Manage overall budget, revenue, and expenditures, meeting business objectives and increasing efficiency.,Ensure appropriate reporting and escalation of issues based on risk profile.,Lead relationships with business lines/corporate and/or control functions for alignment with enterprise/regulatory requirements.,Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts.,Support end-to-end regulatory issue management, including regulatory and audit response management, remediation plan development and execution, and evidence collection.,Review and provide feedback on written materials, project plans, status reports, process maps, controls, and executive level presentations.,Provide guidance and support on issues management and other applicable areas.,Maintain updates to applicable policies, procedures, frameworks, and methodologies.,Perform ad hoc analysis and participate in regulatory initiatives and special projects.

Ideal Candidate

Expert process management knowledge and understanding of the risk profile for supported team processes.,Knowledge of risk management environment, standards, and regulations.,Skilled in mentoring, coaching, and performance management.,Ability to exercise sound judgment in making decisions.,Ability to communicate effectively in both oral and written form.,Ability to work collaboratively and build relationships across teams and functions.,Skilled in using software tools, methods, and techniques, including MS Office.,Self-directed and able to balance competing priorities within established timelines.,Subject matter expertise in KYC/AML, insider threat, and fraud and claims.

Hard Skills

KYC/AML
insider threat
fraud and claims
process management
risk management
MS Office
budget management
project management
regulatory compliance

Soft Skills

Leadership
guidance
coaching
development
teamwork
oral communication
written communication
problem-solving
negotiation
influence
decision-making
relationship building
self-direction
time management

Work Hours

40 hours/week

Benefits

Growth opportunities
skill development

About the Company

T

The Toronto-Dominion Bank

The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group, one of the largest banks in North America. TD provides a wide range of personal, commercial, and investment banking products and services to over 27 million customers globally. Headquartered in Toronto, Canada, the bank operates through key segments including Canadian Retail, U.S. Retail, and Wholesale Banking.

Inclusive
Community-focused
Professional
Growth-oriented
Caring
View all jobs at The Toronto-Dominion Bank

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