Registered Client Associate/Client Associate
Description
This role at RBC Wealth Management involves supporting financial advisors and clients within the branch. The Client Associate/Registered Client Associate acts as a trusted resource, utilizing administrative and operational skills to help advisors manage and grow their business. Key responsibilities include demonstrating a client-first approach, meeting compliance standards, resolving problems, onboarding accounts, processing records, implementing technology changes, and preparing correspondence in a fast-paced, collaborative environment. The role emphasizes continuous career progression through training and development resources.
What We're Looking For
Build and maintain professional relationships with clients by assisting them and answering account questions.,Take initiative to handle account inquiries and customer needs, escalating to financial advisors when appropriate.,Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicating with clients about needed items.,Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires, and ACH's in a timely manner.,Maintain confidentiality in accordance with RBC's Code of Conduct.
Ideal Candidate
Bachelor's degree or job-related experience.,Series 7 and 66 (or 63/65) licenses or the willingness to get licensed within 12 months of hire.,Current FINRA registrations (Nice-to-have).,Financial services experience (Nice-to-have).
Minimum Education
Bachelor's Degree or job-related experience
Hard Skills
Soft Skills
Work Hours
40 hours/week
Benefits
Special Commitments
Willingness to get licensed within 12 months of hire,Maintain confidentiality in accordance with RBC's Code of Conduct
About the Company
Royal Bank of Canada
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. As Canada's largest bank, it provides personal and commercial banking, wealth management, and capital markets services to over 17 million clients worldwide.
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