Managing Director, Head of Internal Audit U.S. Capital Markets
Description
This executive leadership role is responsible for overseeing the Internal Audit function for U.S. Capital Markets, U.S. Cash Management, and the World Financial Centre (WFC) Branch. The position involves directing a team of internal auditors to ensure robust assurance and risk monitoring across the platform, while working closely with global audit teams and senior leadership to align with organizational standards and regulatory requirements.
What We're Looking For
Manage the execution of the annual audit plan specifically for U.S. Capital Markets,Provide independent assurance regarding the effectiveness of risk management and internal control environments,Oversee and manage regulatory remediation activities and core assurance activities impacting the U.S. platform,Lead and mentor a high-performing team of auditors assigned to the business platform,Serve as a key point of contact for U.S. regulators to discuss audit-related activities and emerging risks
Ideal Candidate
Bachelor's degree (required),Minimum of 10 years of experience in Internal Audit with proven leadership experience,Subject matter expertise in Capital Markets Audit,Prior experience managing relationships with senior leadership and regulatory bodies (e.g., FRB, OCC, SEC, FINRA),Experience working within a large banking institution,Nice-to-have: Advanced degree in business, economics, or finance; CPA or CIA certification
Minimum Education
Bachelor's Degree
Hard Skills
Soft Skills
Work Hours
40 hours/week
1 positions available
1 positions available
Benefits
About the Company
Royal Bank of Canada
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. As Canada's largest bank, it provides personal and commercial banking, wealth management, and capital markets services to over 17 million clients worldwide.
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