Manager, Operational Risk Management - Investments

Lead Investment Risk Advisory: Partner with WME senior leaders to embed RBC's risk standards into investment processes, ensuring alignment with regulatory requirements (e.g., MiFID II) and industry best practices.,Risk Event & Issue Management: Identify, analyze, and resolve investment-related operational risks (e.g., trade errors, portfolio breaches, regulatory gaps), articulating root causes and remediation steps.,Control Environment Oversight: Drive the annual Risk and Control Self-Assessment (RCSA) process for investment functions, validating risks, controls, and control gaps.,Risk Appetite & Reporting: Contribute to the WME Risk Appetite framework, developing metrics to monitor investment risks and supporting quarterly risk reporting, Key Risk Indicator (KRI) tracking, and deep dives.,Change & Regulatory Compliance: Assess risks in new investment products/processes, ensuring controls mitigate gaps and comply with regulations. Update risk profiles for changes.,Continuous Improvement: Proactively identify opportunities to enhance investment risk processes, leveraging industry benchmarks and RBC's global frameworks.,Stakeholder Influence: Drive a standardized, efficient approach to investment risk management, prioritizing consistency and reusability across WME.,Deep Investment Expertise: Strong knowledge of investment products, portfolio management, trade flows, and regulations (e.g., MiFID II, UCITS, PRIIPs).,Risk Management Experience: Proven track record in investment or operational risk, including RCSA, risk reporting, issue management, and control frameworks.,Regulatory Acumen: Understanding of wealth management regulations and their impact on investment processes.,Leadership & Collaboration: Ability to manage a team, influence stakeholders, and partner with Second Line of Defense (2LoD)/Third Line of Defense (3LoD) functions.,Analytical & Communication Skills: Talent for framing complex investment risks into actionable insights and storytelling through data.

Degree in finance/economics or equivalent,Certifications like CFA, CISI, or FRM are advantageous,Experience with wealth management platforms (e.g., Charles River, BlackRock Aladdin) is a plus,Familiarity with risk frameworks is a plus,Certifications in risk (e.g., IRM) or compliance (e.g., ICA) are a plus

Bachelor's Degree