Manager, Financial Crimes Oversight Testing U.S.
Description
This role involves conducting financial crimes oversight testing for US business units' AML controls. Key responsibilities include proactive participation in scoping, fieldwork, and reporting, presenting findings to stakeholders, and escalating issues to senior management when necessary.
What We're Looking For
Execute the U.S. Financial Crimes Oversight Testing Schedule, including issue validation and MRA testing, on time.
Conduct regular oversight testing of key AML program controls and communicate the test plan and testing status with stakeholders.
Formally log issues discovered in testing activity and follow up to ensure resolution in a timely and reasonable manner.
Provide management reporting and escalation on results of oversight testing.
Support the identification of areas of enhancement and efficiency in the testing program.
Assist with the execution of strategic changes in the AML Oversight Testing Program as required.
Establish, develop, and maintain strong relationships with internal and external partners.
Ideal Candidate
3-5 years of experience in AML, 2nd line, or audit control testing function.
Experience as an AML SME within an Audit/Testing Function.
Experience in planning and executing complex AML/Compliance testing programs.
Strong understanding of the U.S. AML regulatory landscape.
Very Strong analytical skills, written and oral communication skills, and business writing experience.
Understanding of basic data analytic concepts and tools and a desire to learn advanced data analytics skills.
In-depth knowledge of major financial institutions products and services (Capital Markets, Wealth Management, Banking).
Certified Anti-Money Laundering Specialist (CAMS) (Nice to have).
Certified Internal Auditor (CIA) (Nice to have).
Certified Financial Crimes Specialist (ACFS) (Nice to have).
Hard Skills
Soft Skills
Work Hours
37.5 hours/week
Benefits
Also Available At
About the Company
Royal Bank of Canada
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. As Canada's largest bank, it provides personal and commercial banking, wealth management, and capital markets services to over 17 million clients worldwide.
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