Manager, Compliance

Draft and amend policies and procedures, participating in enterprise-wide policy initiatives.,Provide advisory support and respond to inquiries from the branch network.,Manage compliance communications, including drafting announcements, reminders, and maintaining the internal compliance site.,Review business marketing material and other client/employee communications for compliance and regulatory adherence.,Support Chief Compliance Officers, Directors, and Associate Directors on special projects, policy updates, and regulatory-driven initiatives.,Assist with drafting communications, memorandums, presentations, and reports for senior management and the board.,Assist in developing and delivering business training.,Assist with regulatory requests (e.g., information requests, investigations).,Assist with the Regulatory Compliance Management (RCM) program, including control monitoring.,7+ years' experience in the securities/investment or financial services industry, with at least 2 years focusing on portfolio managers and/or trust companies.,Strategic mindset, ability to work well within a team, manage conflict, negotiate, and influence decision-making.,Strong interpersonal skills and a client service focus.,Excellent verbal and written communication skills.,Effective time-management, prioritization, and ability to manage change.,University degree (preferably in business, finance, economics, law, or accounting).

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University degree (preference in business, finance, economics, law, or accounting)