Manager, Compliance Testing

Assist in the completion of effective risk assessments for the UK and Europe Compliance Monitoring Plan.,Contribute to timely and accurate compliance testing reviews that opine on the adequacy of 1st and 2nd line systems, controls, and processes to manage Regulatory and Conduct risk (across Capital Markets, IS Trust, BlueBay & WM).,Work with Compliance and business colleagues to log and track action plans raised to resolve issues identified during monitoring reviews.,Contribute towards the continual enhancement of the Testing approach and annual Testing program.,Assist in the delivery of timely responses to internal audit and external regulatory enquiries.,Support ad-hoc projects and activities as required (methodology improvements; stakeholder management; committee reporting).,At least 7-9 years of experience in regulatory compliance within Financial Services (Capital Markets, Wealth Management, Asset Management).,Deep understanding of industry standards and legal regulations for the Europe region.,Excellent auditing, monitoring, or risk and data analytics skills.

Good in planning and organizing.,Advanced analytical thinking and problem-solving.

RBC offers a comprehensive Total Rewards package including competitive base pay, performance bonuses, and flexible benefits like health and dental coverage. Employees also benefit from a defined contribution pension plan, stock ownership programs, wellness resources, and tuition reimbursement.