Description
This role involves performing and leading audits within the capital markets sector, focusing on key risks across Front Office, Capital Markets Operations, Market Risk, Operational Risk, and Compliance Capital Markets. The Lead Auditor will collaborate with strategic partners to identify risks and areas for improvement, share knowledge, and act as an ambassador and negotiator for Internal Audit with senior management. The position is part of a multidisciplinary team within Internal Audit - Capital Markets, offering opportunities for professional growth and a good work/life balance.
What We're Looking For
Perform and/or lead audits of capital markets sectors.,Act as an ambassador for Internal Audit with partners in Capital Markets, Operations, Market Risk, Operational Risk, and compliance.,Negotiate and influence partners, especially senior management, regarding identified issues and potential solutions.,Coach the team on processes, governance, reporting, and best practices.,Bring together the Audit team and other risk/control functions.,Bachelor's or Master's degree in a related field.,7 years of relevant experience.,Curiosity and a desire to learn new business activities and related processes.,Ability to collaborate effectively and positively with diverse team members and partners.,Independent, accountable, collaborative, detail-oriented, and proactive.,For Auditor profile: Minimum 7 years of in-depth experience in the audit profession, in-depth understanding of the audit process (leading mandates, identifying risks, evaluating controls, drafting issues/audit reports).,For Capital Markets profile: Minimum 7 years of in-depth experience in the end-to-end Capital Markets process (e.g., Front Office, Capital Markets Operations, Market Risk Management, Operational Risk Management, and/or Compliance Capital Markets), understanding of risks inherent to Capital Markets activities.
Ideal Candidate
Bachelor's degree or Master's degree in a related field.,7 years of relevant experience.,Professional auditor certification: CPA, CIA or equivalent (asset) OR Capital markets certification: FRM/PRM, CFA (asset).
Minimum Education
Bachelor's Degree or Master's Degree
Hard Skills
Soft Skills
Work Hours
Full-Time
Benefits
Special Commitments
May have the opportunity for occasional travel to our desks and affiliates (Dublin, London, Paris, New York, Toronto, Calgary, etc) in accordance with the audit requirements.
Also Available At
About the Company
National Bank of Canada
National Bank of Canada is one of the six systemically important banks in Canada, providing a comprehensive range of financial services to individuals, businesses, and institutional clients. Headquartered in Montreal, it is the leading financial institution in Quebec and holds strong positions across the country and internationally. The bank is committed to a people-first approach, fostering an entrepreneurial culture and sustainable growth for its communities.
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