Group Manager I, TDS Operations

Lead the execution of the CDD strategy, ensuring alignment with enterprise AML and regulatory priorities.,Ensure adherence to PCMLTFA, FINTRAC guidance, U.S. AML/BSA requirements, and broker-dealer regulatory expectations.,Own regulatory exam readiness, audit engagements, and issue remediation plans related to CDD controls.,Maintain oversight of client risk rating methodology and escalation frameworks.,Review and challenge high-risk client onboarding (e.g., MSBs, FI clients, complex ownership structures).,Ensure robust identification and verification of beneficial ownership, control persons, PEPs, and sanctions screening outcomes.,Provide formal responses to Financial Crimes Risk Management (FCRM) challenges and Internal Audit findings.,Oversee workflow allocation, SLA adherence, and quality control frameworks.,Drive process enhancements, automation initiatives, and system improvements.,Ensure documentation standards meet regulatory and audit expectations.,Serve as senior escalation point for Capital Markets stakeholders (Global Markets, Investment Banking, Corporate Banking).,Balance risk management with client experience and business enablement.,Partner with FCRM Advisory, Compliance, Legal, Operations, and Technology teams.

7+ years of AML/KYC/Financial Crime experience within Capital Markets or broker-dealer environments.,Strong knowledge of Canadian and U.S. AML regulatory frameworks.,Experience liaising with audit and testing teams.,ACAMS/CAMS or equivalent certification preferred.

Not Specified (ACAMS/CAMS or equivalent certification preferred)

Requires commitment to ensuring adherence to complex regulatory frameworks (PCMLTFA, FINTRAC, U.S. AML/BSA) and leading regulatory exam readiness and audit engagements.