Governance & Control Specialist
Description
This role involves coordinating and executing SOX scoping, control rationalization, and testing strategies. The specialist will perform and oversee control testing, evaluate deficiencies, drive remediation plans, and facilitate risk discussions. They will also provide oversight to a team of control testers, identify process improvements, and offer advisory guidance on new initiatives.
What We're Looking For
Coordinate and execute annual SOX scoping, control rationalization, and testing strategies,Perform or oversee walkthroughs and control testing; evaluate deficiencies and determine severity (design vs. operating effectiveness),Drive remediation plans for control deficiencies, including root cause analysis and sustainable fixes,Facilitate risk and control discussions with business units, process owners, and senior stakeholders,Evaluate control effectiveness, identify gaps, and recommend enhancements aligned to risk appetite,Provide oversight and guidance to a team of control testers, reviewing work performed by junior team members and co-sourced providers,Identify opportunities for process improvement and automation,Provide advisory guidance on control implications of new initiatives
Ideal Candidate
Undergraduate degree preferred,7+ years of relevant experience,Experience in SOX, internal controls, audit, or risk management,Big 4 experience preferred,Experience leading SOX walkthroughs and testing cycles,Hands-on RCSA facilitation experience,Information security certification / accreditation a plus
Minimum Education
Undergraduate Degree
Hard Skills
Soft Skills
Work Hours
37.5 hours/week
Benefits
Special Commitments
Subject to provincial regulation for employment purposes.
About the Company
The Toronto-Dominion Bank
The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group, one of the largest banks in North America. TD provides a wide range of personal, commercial, and investment banking products and services to over 27 million customers globally. Headquartered in Toronto, Canada, the bank operates through key segments including Canadian Retail, U.S. Retail, and Wholesale Banking.
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