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Financial Advisor Manager - Philly / South Jersey / Delaware Valley Area

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Description

The Financial Advisor Manager is responsible for directly managing a team of Financial Advisors, overseeing their hiring, onboarding, daily activities, and performance within an assigned market. Key responsibilities include ensuring compliance with regulatory guidelines, driving sales productivity for Mass Affluent products, achieving revenue and referral goals, and fostering strong relationships with internal and external partners. The role also involves supporting complex client meetings, providing product expertise, leading marketing initiatives, assessing team performance, and contributing to business development.

What We're Looking For

Direct supervision of Financial Advisors (FAs),Hiring, onboarding, managing and directing the efforts and performance of FAs,Assuring FAs in the designated territory comply with all regulatory guidelines,Increasing Mass Affluent product sales productivity and referral productivity through active coaching and planning,Accountable for assigned Mass Affluent revenue and Wealth/brokerage referral goals,Territory management and alignment of Store coverage,Developing strong relationships with Wealth, TD Bank Retail and other internal/external business partners,Leveraging networks to provide product training and sales ideas,Responsible for supporting / completing most complex product sales suitability and client meetings,Serves as sales and product and platform expert resource for team,Executing high impact activities and ongoing sales / Mass Affluent product training, coaching and sales support,Leading implementation of marketing programs,Leading the assessment of the performance of FAs within the assigned region/territory market,Providing insights to local competitive intelligence and market share analysis,Teaming with business development executive to launch campaigns,Participating in community, and business development activities,Accountable for team delivering financial plan proposals along with sales volumes, assets and revenue growth,Monitoring, managing and approving expenditures, and preparing monthly financial statements and administrative reports,Providing leadership and working with managers to develop and retain highly competent, customer service-oriented FA staff; develops and maintains continuous FA pipeline,Extensive travel within territory(s) required

Ideal Candidate

Bachelor's degree or equivalent experience,7 - 10+ years related experience,Required Licenses or Registrations (or ability to obtain within Licensing & Registration Schedule): Life/Health, Series 65, 7 and 24,Must be eligible for employment under standards established by FINRA,Satisfactory results on a criminal background check, credit report check, civil litigation search, and regulatory agency or self-regulatory organization enforcement action search, and statements/certification from job applicant regarding administrative, civil, and/or criminal findings by any government agency/authority or self-regulatory organization

Minimum Education

Bachelor's Degree

Hard Skills

Microsoft applications (Word
Excel
PowerPoint
Outlook)
complex financial analysis
statistical analysis
budgetary analyses

Soft Skills

Excellent communication skills
proven managerial skills
sales/leadership experience
attention to detail
effective project management skills
ability to travel
driver's license
common sense
concentration for long periods
reading
writing
comprehending instructions
adding
subtracting
multiplying
dividing

Work Hours

40 hours/week

Benefits

Base salary
Variable compensation/incentive awards (cash and/or equity)
Health and well-being benefits
Savings and retirement programs
Paid time off (Vacation PTO, Flex PTO, Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Training programs
Mentoring programs

Special Commitments

Extensive travel within territory(s) required (about 75% of time),Driver's License required,Must be eligible for employment under standards established by FINRA,Subject to the investigation and verification requirements of FINRA Rule 3110(e)

Also Available At

About the Company

T

The Toronto-Dominion Bank

The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group, one of the largest banks in North America. TD provides a wide range of personal, commercial, and investment banking products and services to over 27 million customers globally. Headquartered in Toronto, Canada, the bank operates through key segments including Canadian Retail, U.S. Retail, and Wholesale Banking.

Inclusive
Community-focused
Professional
Growth-oriented
Caring
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