The Director, Treasury Regulatory Compliance & Administration leads a team responsible for developing, implementing, and enhancing the Regulatory Compliance Management (RCM) framework for Treasury. This role acts as the primary contact for RCM Program administration, ensuring regulatory obligations are met through robust controls, risk assessments, and remediation of compliance gaps. Key responsibilities include maintaining the RCM rules library, monitoring regulatory developments, producing compliance risk reports, and serving as a centralized point of contact for governance, audit, and infrastructure activities across Canada and global regions. The position requires frequent interaction with senior management and collaboration with various business and compliance partners in a hybrid work arrangement.
Lead the development and ongoing enhancement of the Regulatory Compliance Management (RCM) framework for Treasury, ensuring controls are mapped to regulatory obligations and best practices are embedded.,Act as the primary point of contact for RCM Program administration, supporting consistent execution, documentation, and regulatory change management across Treasury.,Oversee timely, risk-based assessments of regulatory topics and coordinate effective remediation of compliance gaps in line with policy requirements.,Monitor regulatory developments, analyze impact on Treasury activities, and adjust compliance strategies as necessary.,Serve as a centralized point of contact for Treasury on governance, audit, and infrastructure activities, facilitating clear communication and coordination across segments and regions.,Ensure all policies, procedures, and attestations are current, centrally maintained, and subject to annual global review.,Oversee key compliance controls, including risk vacation tracking, quarterly assertions, and records retention, acting as SRO and communicating standards to all relevant teams.,Provide operational and program support for RCSA activities in Canada and internationally, optimizing scheduling to minimize business disruption.,Develop and maintain the RCM rules library, methodologies, guidelines, and training materials to support program awareness and compliance.,Produce and maintain reporting and metrics to measure regulatory compliance risk, supporting leadership oversight and decision-making.,Manage reporting and scheduling for control testing, audits, and deficiencies, including bi-weekly updates to management and proactive audit timeline communication.,Foster strong relationships and communication with business leaders, compliance partners, and second line of defense groups to ensure effective oversight and reduce compliance risk.,Collaborate with infrastructure teams (e.g., governance, risk, audit, committees) to ensure effective oversight and support Treasury’s business initiatives.
Degree in Business, Information Technology, Computer Science, Engineering or Mathematics.
Bachelor's Degree
37.5 hours/week
Must be legally eligible to work at the location(s) specified.,Where applicable, must have a valid work or study permit.
CIBC is a leading North American financial institution with 14 million personal banking, business, public sector, and institutional clients. It offers a full range of advice, solutions, and services through its leading digital banking network and locations across Canada, the U.S., and around the world.
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