Director, Fixed Income, Commodities & Currencies (FICC) Advisory (Canada)

Serve as the subject matter expert on Canadian and global FICC regulations, including CIRO Dealer Member Rules, FX Code, Montreal Exchange rules, and FMSB standards.,Provide timely, expert compliance advice to sales, trading, and other business segments on business conduct, market conduct, and transactional matters.,Interpret complex regulatory frameworks and translate them into actionable guidance for business stakeholders.,Lead special projects and regulatory change initiatives assigned by senior leadership.,Drive organizational readiness for evolving compliance requirements, develop implementation roadmaps, and ensure timely adoption.,Develop and enhance policies and procedures that support the compliance program.,Identify potential compliance vulnerabilities, assess associated risks, and develop corrective action plans.,Act as a key liaison with CIRO and other regulatory bodies, managing inquiries, audits, and regulatory interactions.,Actively participate in industry working groups and internal cross-functional initiatives.,Monitor compliance and ethics initiatives within the business unit, providing proactive guidance to management.

Must have: Bachelor's degree in law, finance, business administration, or a related field.,Must have: Minimum of 10 years of progressive experience in compliance, supervision, or front-office roles within Capital Markets, with substantial focus on FICC products including Repo.,Must have: In-depth knowledge of Canadian FICC regulations and demonstrated ability to interpret and apply complex regulatory frameworks.,Must have: Proven success managing or leading a team, even in an informal capacity.,Must have: Proven track record of successfully leading projects, driving change initiatives, and building effective teams.,Nice to have: Advanced degrees (JD, MBA) or professional certifications (CFA).,Nice to have: Familiarity with compliance monitoring tools, MTRS reporting requirements, and relevant trading technology platforms.,Nice to have: Prior experience in a dual role combining individual contribution with people leadership.

Bachelor's Degree