TD Bank US Compliance is building a resilient and scalable compliance risk management function. This role is pivotal in reshaping compliance structures and processes, contributing to innovation and making a tangible impact on day-to-day operations and the design of a future-focused compliance program. The ideal candidate will thrive in a fast-paced, start-up-like environment, managing daily operations while helping to design and implement a forward-thinking compliance program. This position requires a strategic, tactical, collaborative, and creative individual with an entrepreneurial mindset, comfortable with ambiguity, and able to excel in a dynamic landscape.
Oversight for independent QA testing of Engagement, 1B Reperformance and Validations Testing.,Serve in a cross-functional capacity to assist the broader U.S. Compliance Monitoring and Testing Program Team.,Planning and overseeing independent Compliance testing completed by specialists.,May execute some independent testing as applicable.,Provide subject matter expertise on Compliance controls/processes.,Lead all phases of assigned testing engagements.,Assess/identify key issues and escalate to appropriate levels and relevant stakeholders.,Participate in cross-functional/enterprise initiatives as a subject matter expert.,Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts to the Bank.,Maintain a culture of risk management and control.
Prior experience with execution of testing, validation or audit activities.,CRCM certification preferred.,Knowledge and experience with risk management environment, standards, and regulations.,Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise governance framework, products and services, policies, standards, systems, reporting and training requirements.
40 hours/week
The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group, one of the largest banks in North America. TD provides a wide range of personal, commercial, and investment banking products and services to over 27 million customers globally. Headquartered in Toronto, Canada, the bank operates through key segments including Canadian Retail, U.S. Retail, and Wholesale Banking.
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