The Global Compliance Business Transformation Enablement team at TD Bank is looking for a Compliance Business Oversight Manager. This role supports the execution of the Enterprise Regulatory Compliance Management (RCM) Controls Standard, which operationalizes OSFI Guideline E-13. The manager will be responsible for overseeing the RCM Control program, focusing on data quality management, reporting, and data analysis to ensure compliance with regulatory requirements. The role involves coordinating program elements, managing governance routines, and participating in strategic initiatives to automate processes and improve analytics within Compliance.
Support end-to-end oversight of Compliance RCM Controls program,Support ad hoc projects in connection with the RCM Controls program, including intake, prioritization, analysis, requirement clarification, documentation, planning, and implementation,Participate in the definition and enablement of Compliance business capabilities through a multi-year strategy and roadmap,Identify opportunities to automate business processes, test large data sets, and improve analytics and reporting,Escalate issues and impediments to drive effective oversight,Facilitate communication between Compliance and other business units,Identify opportunities for process improvements within the compliance framework and file ingestion procedures,Stay up-to-date on industry best practices and regulatory changes impacting RCM control functions,Facilitate training as required to various stakeholders
Undergraduate degree required; graduate degree preferred,7+ years of diverse experience in a combination of control program oversight, requirement gathering, project execution, and governance,Expertise with data quality initiatives preferred,Strong personal and professional integrity,Hands-on experience with ServiceNow, or other industry-leading Governance, Risk, and Compliance (GRC) solutions,Ability to analyze large volumes of information, identify key clarifications, and determine next steps,Proven ability to identify and resolve performance and process bottlenecks,Strong track record in independently coordinating and completing complex enterprise projects,Ability to manage multiple priorities in evolving and ambiguous environments,Excellent coaching and advisory skills for clients, partners, and project teams,Exceptional organizational skills, including tracking dependencies, resolving outstanding issues, and structuring meetings effectively
Undergraduate Degree
37.5 hours/week
The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group, one of the largest banks in North America. TD provides a wide range of personal, commercial, and investment banking products and services to over 27 million customers globally. Headquartered in Toronto, Canada, the bank operates through key segments including Canadian Retail, U.S. Retail, and Wholesale Banking.
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