Chief Compliance Officer, RBC Phillips Hager & North Investment Counsel

Define, develop, implement, and maintain a compliance framework for discretionary management and trust services.,Lead a team responsible for compliance policies, procedures, and reporting.,Provide expertise on compliance regulatory issues and developments.,Act as a key Compliance representative on significant regulatory change projects, including reviewing and interpreting rules, providing comments on proposed rules, participating in industry working groups, and completing gap assessments.,Ensure appropriate escalation processes and timely resolution of significant issues and client complaints.,Maintain strong working relationships with senior business leaders and advise on compliance and regulatory issues.,Act as a senior compliance contact and advisor to relevant RBC Wealth Management Canada businesses.,Represent compliance interests on business initiatives and complex issues.,Manage regulatory compliance, including issue oversight and monitoring.,Provide training on policy and regulatory obligations to team members and business partners.

Law or Undergraduate degree.,10+ years of financial industry experience.,Demonstrated expertise and knowledge of the securities industry, compliance practices, and applicable regulatory requirements.,Proven experience with regulatory authorities.,Strong leadership skills.,Ability to network with and cultivate cross-enterprise alliances and partnerships.,Ability to effectively lead projects and initiatives.,Excellent written and oral communication skills.,Ability to manage conflict, negotiation, and influence decision-making.,Ability to be registered as CCO with Canadian securities regulators in accordance with NI 31-103 within a reasonable period of the start date.

Law or Undergraduate degree

Ability to be registered as CCO with Canadian securities regulators in accordance with NI 31-103 within a reasonable period of the start date.