Audit Manager II - Compliance (US)
Description
The Audit Manager II is a senior leadership role within the U.S. Compliance Internal Audit function, contributing to audit planning, risk assessment, and execution. This position focuses on auditing US Consumer Compliance regulations (e.g., UDAAP, Fair Lending) and overseeing the testing of design and operational effectiveness for TD Bank's US Operational Risk Management (ORM) and Enterprise Risk Management (ERM) frameworks. The role involves leading complex audit engagements, providing team leadership, and ensuring audits comply with established standards and deadlines.
What We're Looking For
Contribute to the Audit planning process for specific businesses/functional units, including audit plans, resource requirements, and budgets.,Overall responsibility for the completion of audits.,Plan and lead audits, overseeing staff on multiple audits, forming conclusions, and communicating scope/findings to the business line.,Perform testing of critical areas of audit.,Perform review of audit documentation.,Oversee findings follow-up and issue validation.,Ensure audits are executed and completed in accordance with established standards and within prescribed time, budget, and scope parameters.,Oversee a small to medium-sized team assigned to an audit and provide coaching and feedback.,Evaluate internal and external risks for assigned business lines and/or functions utilizing subject matter expertise.,Act as primary contact with management regarding audit scope, findings, and status.
Ideal Candidate
Undergraduate degree required,7+ years of relevant experience,Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner (Preferred),Banking industry audit experience with focus on Governance, Risk & Oversight Function (Strongly preferred),Relevant professional certifications, accounting designations, or other relevant industry certifications (e.g., CIA, CRCM) (Strongly preferred)
Minimum Education
Bachelor's Degree
Hard Skills
Soft Skills
Work Hours
40 hours/week
Benefits
Special Commitments
Occasional Domestic Travel
About the Company
The Toronto-Dominion Bank
The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group, one of the largest banks in North America. TD provides a wide range of personal, commercial, and investment banking products and services to over 27 million customers globally. Headquartered in Toronto, Canada, the bank operates through key segments including Canadian Retail, U.S. Retail, and Wholesale Banking.
We respect your privacy
BerryMap uses cookies to provide essential features, analyze usage, and improve your experience. You can customize your preferences below.