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Full-Time
Hybrid

Audit Manager II - Compliance (US)

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Description

A senior-level Audit Manager II within the U.S. Compliance Internal Audit function will provide in-depth subject matter expertise for planning, risk assessment, and execution of audits, particularly focusing on US Consumer Compliance regulations (e.g., UDAAP, Fair Lending). The role involves leading complex audit engagements, coaching team members, and overseeing the testing of TD Bank's US Operational Risk Management and Enterprise Risk Management frameworks to ensure robust risk mitigation strategies.

What We're Looking For

Contribute to audit planning, including plans, resources, and budgets.,Lead and oversee the completion of audits.,Manage staff on multiple audits, forming conclusions and communicating findings.,Perform and review testing of critical audit areas and documentation.,Oversee findings follow-up and issue validation.,Ensure timely and budget-compliant audit execution.,Provide leadership, coaching, and feedback to audit teams.,Evaluate internal and external risks using subject matter expertise.,Serve as the primary contact with management regarding audit scope and status.

Ideal Candidate

Undergraduate degree required,7+ years of relevant experience,Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner (Preferred),Banking industry audit experience with focus on Governance, Risk & Oversight Function (Strongly preferred),Relevant professional certifications, accounting designations, or other relevant industry certifications (e.g., CIA, CRCM) (Strongly preferred)

Minimum Education

Undergraduate degree

Hard Skills

Audit standards
procedures
laws
rules
regulations (Advanced knowledge)
Microsoft Office Suite (Excel, Word, PowerPoint) (Proficient)
Risk management and audit tools (Experience with)

Soft Skills

Leadership
Coaching
Mentoring
Performance management
Ability to work independently
Collaboration (team environment)
Analysis
Organization
Prioritization
Meeting multiple deadlines
Contributing to strategic direction of the audit function
Providing advice to senior leadership
Applying common sense to deal with problems involving standardized situations
Concentrating for long periods of time
Reading, writing and comprehending instructions
Adding, subtracting, multiplying and dividing

Work Hours

40 hours/week

Benefits

Health and well-being benefits
Savings and retirement programs
Paid time off (Vacation PTO, Flex PTO, Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Training programs
Mentoring programs
Online learning platform
Competitive benefits plan

Special Commitments

Must be willing to travel (Occasional domestic travel)

About the Company

T

The Toronto-Dominion Bank

The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group, one of the largest banks in North America. TD provides a wide range of personal, commercial, and investment banking products and services to over 27 million customers globally. Headquartered in Toronto, Canada, the bank operates through key segments including Canadian Retail, U.S. Retail, and Wholesale Banking.

Inclusive
Community-focused
Professional
Growth-oriented
Caring
View all jobs at The Toronto-Dominion Bank

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