Audit Manager I, TD Securities (893)
Description
This role is for an Audit Manager I within TD Securities, focusing on providing subject matter expertise to execute and lead moderately complex audits. Key responsibilities include planning and executing audits in alignment with policies, conducting risk assessments, supporting audit opinions, managing follow-ups on findings, identifying process failures, and recommending improvements to enhance operational efficiencies and ensure regulatory adherence. The role also involves staying updated on emerging trends and fostering a positive work environment.
What We're Looking For
Provide expertise in planning and executing end-to-end audits based on established plans and guidelines.,Lead the planning process for assigned audits, including appropriate programs and risk assessments.,Support the audit opinion by adhering to internal controls and professional audit standards, presenting findings and recommendations.,Manage follow-ups on new findings from regulatory and internal divisional audits to ensure documentation and data are current.,Review internal processes, identify failures, and recommend improvements for operational efficiencies.,Stay knowledgeable about emerging trends and developments in business, analytical tools, and techniques.,Act with integrity, observe regulatory guidelines, and handle confidential information with discretion.,Build a fair and positive work environment, promoting open communication and collaboration.
Ideal Candidate
Over 5 years of relevant experience.,Undergraduate degree.,Relevant professional certifications.,Accounting designations (CPA, CIA an asset).
Minimum Education
Undergraduate Degree
Hard Skills
Soft Skills
Work Hours
37.5 hours/week
Benefits
Special Commitments
Subject to provincial regulation for employment purposes.,Observe regulatory guidelines.,Fulfill due diligence.,Handle confidential information with discretion.
About the Company
The Toronto-Dominion Bank
The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group, one of the largest banks in North America. TD provides a wide range of personal, commercial, and investment banking products and services to over 27 million customers globally. Headquartered in Toronto, Canada, the bank operates through key segments including Canadian Retail, U.S. Retail, and Wholesale Banking.
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