Audit Manager I - Consumer Compliance (US)
Description
This role involves leading and executing audit engagements within TD Bank's Governance, Risk & Oversight Functions, specifically focusing on U.S. Consumer Compliance regulations such as UDAAP, Fair Lending, TILA, HMDA, RESPA, and TISA. Key responsibilities include planning, executing, and documenting moderately complex to complex audits, providing mentorship to staff auditors, managing relationships with senior management, and contributing to the continuous improvement of risk management practices.
What We're Looking For
Lead and execute audit engagements as Auditor In Charge, providing supervision and assignments to team members.
Review work papers completed by staff and draft audit reports.
Manage time and staffing budgets for audits.
Plan audits and communicate with management regarding scope, status, and findings.
Perform testing procedures for critical audit areas.
Provide on-the-job training for staff auditors.
Supervise findings follow-up tasks with management and audit staff.
Serve as a subject matter expert in at least one area of discipline.
Participate in and/or lead assigned special projects.
Provide feedback on staff performance and assist with evaluations.
Update, revise, and improve existing audit procedures and programs.
Add value through consultative interactions with business line management.
Understand and support the Bank's Customer Service Strategy.
Provide the highest level of customer service to internal partners, vendors, and customers.
Lead, coach, and model quality service delivery.
Support ongoing improvement of the partner/customer experience.
Set appropriate context for business unit/function performance and align to strategy.
Support the creation and communication of goals and objectives for the business unit/function.
Build capability and execute plans to acquire, develop, and retain diverse teams.
Role model behaviors consistent with TD's leadership profile and risk/control culture.
Create an extraordinary workplace environment.
Ideal Candidate
Undergraduate degree required
5+ years of related Audit experience required
Preferred: Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner
Preferred: Banking industry audit experience with a focus on Governance, Risk & Oversight of US Consumer Compliance Function
Preferred: Relevant professional certifications, accounting designations (e.g., CIA, CRCM)
Minimum Education
Bachelor's Degree
Hard Skills
Soft Skills
Work Hours
40 hours/week
Benefits
Special Commitments
Occasional domestic travel
About the Company
The Toronto-Dominion Bank
The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group, one of the largest banks in North America. TD provides a wide range of personal, commercial, and investment banking products and services to over 27 million customers globally. Headquartered in Toronto, Canada, the bank operates through key segments including Canadian Retail, U.S. Retail, and Wholesale Banking.
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