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Full-Time
Remote

Associate, Advisory and Contract Execution – Prime Brokerage and ISDA Negotiation

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Description

The Advisory and Contract Execution Team at TD Securities seeks an Associate to negotiate and execute capital markets trading agreements like Prime Brokerage Agreements, ISDA Master Agreements, and Credit Support Annexes. The role involves ensuring legal, risk, and operational protection for the Bank, maintaining strong relationships with stakeholders, and managing deal flow under tight deadlines across multiple time zones.

What We're Looking For

Negotiate and execute capital markets trading agreements including Prime Brokerage Agreements, Term Commitment Agreements, ISDA Master Agreements, Credit Support Annexes, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements, and Custody Agreements.,Ensure regulatory compliance across specific trading products and jurisdictions.,Review, draft, and finalize capital markets regulatory agreements in alignment with internal standards and regulatory requirements.,Communicate capital markets regulatory requirements to business lines, clients, and their legal counsel.,Participate in client meetings and calls to provide regulatory advisory and rule interpretation, leveraging understanding of global derivatives regulations including US Dodd-Frank, EMIR, UK, Canadian, and Singapore frameworks.,Work with trading desks to understand client needs and prioritize high-value relationships.,Understand current legislation, regulation, and guidance for OTC derivative transactions globally.,Prepare and review capital markets agreement requirements and disclosures to meet TD Securities' regulatory obligations.,Participate in TD Securities-wide regulatory implementation efforts for new rules and initiatives.,Act as a key point of contact for Front Office, Legal, Compliance, and Credit on regulatory documentation matters.,Review and analyze new and existing client bases to ensure daily regulatory compliance.,Utilize technology to track workflow, maintain, and update databases with required information.,Produce reports and status updates as required.,Escalate issues proactively and in a timely manner.,Provide timely support across multiple time zones including North America, Europe, and Asia.

Ideal Candidate

Law degree is required.,1+ years of solid legal, trading documentation, capital markets, origination or related experience.,J.D. required.,New York Bar Admission preferred.,1+ years of experience (either at a law firm or a dealer) preferred.,North American prime brokerage negotiation experience, together with experience negotiating term commitment agreements and custody agreements, is a plus.,Experience negotiating ISDA Master Agreements, Credit Support Annexes, Master Confirmation Agreements, and Account Control Agreements with hedge funds and registered funds is a plus.,Experience negotiating the full suite of regulatory initial margin documentation is a plus.

Minimum Education

Law Degree

Hard Skills

Capital Markets Trading Products
Prime Brokerage Agreements
ISDA Master Agreements
Credit Support Annexes
Master Confirmation Agreements
Regulatory IM Documents
Account Control Agreements
Custody Agreements
Equity Derivatives
US Dodd-Frank
EMIR
UK
Canadian
Singapore Derivatives Regulations
OTC Derivative Transactions
Legal Drafting
Regulatory Compliance

Soft Skills

Excellent written communication
excellent verbal communication
good PC skills
multi-tasking
meeting tight deadlines
strong interpersonal skills
teamwork
working under pressure
flexibility to support global time zones
sound risk management principles
good drafting ability
concentrating for long periods
applying common sense
reading
writing
comprehending instructions
adding
subtracting
multiplying
dividing

Work Hours

40 hours/week

Benefits

Health and well-being benefits
savings and retirement programs
paid time off (including Vacation PTO
Flex PTO
and Holiday PTO)
banking benefits and discounts
career development
reward and recognition.

Special Commitments

Occasional domestic travel, flexibility to support global time zones as required, continuous concentration for long periods, continuous application of common sense, continuous reading, writing and comprehending instructions, continuous adding, subtracting, multiplying and dividing.

About the Company

T

The Toronto-Dominion Bank

The Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group, one of the largest banks in North America. TD provides a wide range of personal, commercial, and investment banking products and services to over 27 million customers globally. Headquartered in Toronto, Canada, the bank operates through key segments including Canadian Retail, U.S. Retail, and Wholesale Banking.

Inclusive
Community-focused
Professional
Growth-oriented
Caring
View all jobs at The Toronto-Dominion Bank

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