Description
The Segregation & Buy-in Analyst works within a team responsible for ensuring clients' fully paid securities are held separately and managing buy-ins for Canadian and U.S. brokerages. This involves analyzing daily segregation deficiencies, resolving them within regulatory timeframes, and enforcing SEC's Regulation SHO. The role emphasizes collaboration, innovation, and partner satisfaction within a dynamic environment.
What We're Looking For
Contribute to resolving segregation deficiencies and buy-ins within regulatory or market deadlines; Maintain close relationships with key partners; Learn applicable regulations (CIRO, SEC, FINRA); Demonstrate strong interest in data analysis; Analyze segregation deficiencies and ensure regularization; Send or resend buy-in notices and proceed with buy-ins; Identify transformation opportunities; Develop close relationships with partners.
Ideal Candidate
Three-year college diploma or equivalent academic background related to the field, plus four years of relevant experience, or a bachelor's degree related to the field; Strong interest in regulation, securities, and financial markets; Knowledge of applicable regulations (an asset); Proficiency in the development and support of internal macros, particularly through low-code / no-code solutions (an asset); Familiarity with ISM(OSS), MAX/Arrow, AS400, and CDS/DTC platforms (an asset); Analytical and synthesis skills, initiative, autonomy, and ownership; Strong interpersonal and communication skills; Bilingualism (spoken/written) in French and English is essential.
Minimum Education
College Diploma, Bachelor's Degree
Hard Skills
Soft Skills
Benefits
Special Commitments
Requires frequent discussion with service providers or partners who speak a language other than French.
About the Company
National Bank of Canada
National Bank of Canada is one of the six systemically important banks in Canada, providing a comprehensive range of financial services to individuals, businesses, and institutional clients. Headquartered in Montreal, it is the leading financial institution in Quebec and holds strong positions across the country and internationally. The bank is committed to a people-first approach, fostering an entrepreneurial culture and sustainable growth for its communities.
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