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Analyst, Communications Surveillance

RRoyal Bank of CanadaIOI City Tower One, Persiaran IRC 2, IOI Resort City, Putrajaya, Putrajaya0
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Description

This opportunity is with a global bank's operational excellence center in Malaysia, focusing on enhancing scalability and service quality. The role involves conducting initial reviews of electronic and audio communications surveillance alerts to identify market abuse risks and policy breaches related to financial/securities markets. The analyst will also drive improvements in surveillance monitoring, report to management, and assist with compliance investigations and projects.

What We're Looking For

Conduct initial (Level 1) review of electronic and audio communications surveillance alerts.

Monitor for market abuse risks and potential breaches of company policies and applicable financial/securities market regulations.

Drive improvements in RBC's electronic and audio communications surveillance monitoring functionality through ongoing assessment and reporting to management.

Assist with Compliance Investigations and other ad-hoc projects as required.

Ideal Candidate

MBA/University Degree and/or relevant professional training.

Minimum 4-6 years of related experience.

Experience in Compliance, Capital Markets Compliance, Wealth Management Compliance, a trading background, or a finance degree.

Sound working knowledge of applicable laws and regulations in relevant regions.

Solid working knowledge of the Company's IT systems and Microsoft Office Products.

Sound working knowledge of applicable laws and regulations as well as internal policies and procedures.

Proficient in spoken and written English.

Minimum Education

MBA/University Degree

Hard Skills

Audits Compliance
Critical Thinking
Data Gathering Analysis
Decision Making
Financial Regulation
Industry Knowledge
Interpersonal Relationship Management
Product Services
Risk Management
Strategic Thinking

Soft Skills

Analytical and problem solving ability
Accept accountability
Demonstrate initiative
Work with limited direct supervision
Support effective cross-unit co-operation
Information sharing
Professional demeanor
Investigative analysis
Attention to detail
Strong interpersonal and communication skills
Efficient time management
Organisational skills
Ability to meet deadlines
Ability to work under pressure
Flexible
Team player
Proactive approach
Ability to work on own initiative
Ability to conduct duties expediently with an aptitude for accuracy

Work Hours

40 hours/week, 9:00am – 6:00pm

Benefits

Comprehensive Total Rewards Program (performance-based bonuses, flexible benefits, competitive compensation)
Leaders who support development through coaching and managing opportunities
World-class training program in financial services
Collaborative dynamic culture where personal initiative and hard work are recognized and rewarded

About the Company

R

Royal Bank of Canada

Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. As Canada's largest bank, it provides personal and commercial banking, wealth management, and capital markets services to over 17 million clients worldwide.

Purpose-driven
Inclusive
Innovative
Collaborative
Professional
View all jobs at Royal Bank of Canada
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